Center for Financial Stability

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Bradley J. Bondi
Senior Fellow / Legal Studies

Recent Papers by Brad Bondi

Rethinking Securities Regulation and the Role of the SEC

Improving the SEC's Enforcement Program: A Ten-Point Blueprint for Reform (August 17, 2017)

An Evaluation of the SEC's Delegation of Authority (September 20, 2016)

Guiding Principles for Policymakers and Lawmakers in the Market Structure Debate (August 16, 2016)

An Evaluation of the SEC's Admissions Policy (July 7, 2016)

Emotion Is No Substitute for Evidence: An Essay on the Lack of Prosecutions of Wall Street Executives Stemming from the Financial Crisis (March 27, 2014)

Other Papers & Views

SEC Chair White Highlights High-Frequency Trading in 2015 Budget Request (April 2, 2014)

Facilitating Economic Recovery and Sustainable Growth through Reform of the Securities Class-Action System: Exploring Arbitration as an Alternative to Litigation
Harvard Journal of Law and Public Policy (Spring 2010)

Don’t Tread On Me: Has the United States Government’s Quest for Customer Records from UBS Sounded the Death Knell for Swiss Bank Secrecy Laws?
Northwestern Journal of International Law & Business (Winter 2010)

Dangerous Liaisons: Collective Scienter in SEC Enforcement Actions
New York University Journal of Law and Business (Fall 2009)

Evaluating the Mission: A Critical Review of the History and Evolution of the SEC Enforcement Program (co-authored with Paul S. Atkins)
Fordham Journal of Corporate & Financial Law (2008)

Securities Arbitrations Involving Mortgage-Backed Securities and Collateralized Mortgage Obligations: Suitable for Unsuitability Claims?
Fordham Journal of Corporate & Financial Law (August 22, 2009)

No Secrets Allowed: Congress’s Treatment and Mistreatment of the Attorney-Client Privilege and the Work-Product Protection in Congressional Investigations and Contempt Proceedings
Journal of Law & Politics

Two Dodd-Frank Problems: the Effective Date and the Definitions Contingency Planning in the Absence of a Regulatory Structure (June 13, 2011)



Advisory Board

Randal K. Quarles

William R. Rhodes

Eduardo Aninat, Ph.D.

Sheila Bair

Senator Bill Bradley

Joyce Chang

M. Shafik Gabr

Charles Goodhart, CBE, FBA

Henry Kaufman, Ph.D.

Barbara G. Novick

Guillermo Ortiz, Ph.D.

Richard L. Sandor, Ph.D., Dr. Sc.h.c.

Myron S. Scholes, Ph.D.

The Honorable Carole L. Brookins (2010-20)

Judge Richard A. Posner (2010-20)


Sheila Bair
Advisory Board Member and Senior Fellow

William A. Barnett
Director / Advances in Monetary and Financial Measurement

David Beers
Senior Fellow / Sovereign Risk Analysis and Policy

Bradley J. Bondi
Senior Fellow / Legal Studies

Kevin R. Brock
Senior Fellow / Cybersecurity Strategy

Alvin Chua
Senior Advisor

Stephen Dizard
Special Counselor

John D. Feldmann
Senior Fellow

Kate Flanagan
Senior Fellow / Consumer Finance

Peter Flocos, Esq. (Trustee)
Managing Director, Policy and Regulation

Patricia Wilson Fridley
Senior Advisor

Diane B. Glossman
Senior Fellow / Financial Institutions

Lawrence Goodman
President and Founder

Steve H. Hanke
Special Counselor

Steven Lofchie
Senior Fellow / Legal Studies

Robin L. Lumsdaine
Senior Fellow / International Finance

Jack Malvey
Special Counselor

David X Martin
Special Counselor

Ryan Scott Mattson
Research Associate

Nicholas Sargen
Senior Fellow / Global Markets and Investment Management

Charles Schott
Senior Advisor

Kurt Schuler
Senior Fellow / Financial History

Liting Su
Research Associate

Jeff van den Noort
Chief Technology Officer

Yubo Wang
Senior Fellow / Financial Markets