The new leadership of the Securities and Exchange Commission (“SEC”) should seize the opportunity to review and improve the agency’s enforcement program.
CFS senior fellow Bradley J. Bondi offers a ten-point blueprint for the program. Brad’s recommended measures would allocate resources more efficiently, strike a better balance between regulation and enforcement, and promote a closer adherence to the SEC’s mission.
The full report is available at
http://www.centerforfinancialstability.org/research/Bondi_8_17_17.pdf
As always, CFS welcomes opinion.