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SEC Approves Consolidated Rule Regarding Equity Research Reports

Posted on August 27, 2015 by Lauren Cooper

The SEC approved the adoption of FINRA Rule 2241 (“Research Analysts and Research Reports”). This consolidated rule addresses conflicts of interest relating to the publication and distribution of equity research reports.

See: FINRA Regulatory Notice 15-30.

This entry was posted in Regulatory Updates by Lauren Cooper. Bookmark the permalink.

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