SEC Announces Meeting to Consider Adoption of Rules Regarding Definitions in Cross-Border Security-Based Swap Activities

The SEC announced that it will hold an open meeting on June 25, 2014 to consider whether to adopt rules regarding the application of the definitions of “security-based swap dealer” and “major security-based swap participant” to Cross-Border Security-Based Swap Activities under the Securities Exchange Act and Dodd-Frank Title VII. 

The SEC proposed the rules concerning Cross-Border Security-Based Swap Activities in May 2013. 

See: SEC Announcement of Meeting; Proposed Rules
Related news: SEC Proposal on Cross-Border Security-Based Swaps (with Commissioners’ Comments) (May 2, 2013); SEC-Proposed Rules for Security-Based Swap Dealers and Major Participants (Fed. Reg.) (May 5, 2014).

 

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