IOSCO Publishes Recommendations Regarding the Protection of Client Assets

The International Organization of Securities Commissions (“IOSCO”) published a final report titled “Recommendation Regarding the Protection of Client Assets,” which provides regulators with recommendations on the protection of client assets at regulated intermediaries, as well as a survey of the client protection regimes of 20 worldwide jurisdictions.

The survey includes client protection regimes from Australia, Brazil, Canada, France, Germany, Hong Kong, India, Italy, Japan, Korea, Mexico, the Netherlands, Pakistan, Poland, Romania, Singapore, Spain, Turkey, the United Kingdom, and the CFTC and SEC, separately. The International Organization of Securities Commissions (“IOSCO”) published a final report titled “Recommendation Regarding the Protection of Client Assets,” which provides regulators with recommendations on the protection of client assets at regulated intermediaries, as well as a survey of the client protection regimes of 20 worldwide jurisdictions.

The survey includes client protection regimes from Australia, Brazil, Canada, France, Germany, Hong Kong, India, Italy, Japan, Korea, Mexico, the Netherlands, Pakistan, Poland, Romania, Singapore, Spain, Turkey, the United Kingdom, and the CFTC and SEC, separately.

See: IOSCO Press Release; IOSCO Report: Recommendation Regarding the Protection of Client Assets.

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