CFTC Publishes Comparability Determinations (Fed. Reg.)

The CFTC published the following comparability determinations for various foreign countries in the Federal Register:

  • Comparability Determination for Hong Kong: Certain Entity-Level Requirements (78 FR 78852)
  • Comparability Determination for Australia: Certain Entity-Level Requirements (78 FR 78864)
  • Comparability Determination for Japan: Certain Entity-Level Requirements (78 FR 78910)
  • Comparability Determination for Japan: Certain Transaction-Level Requirements (78 FR 78890)
  • Comparability Determination for Canada: Certain Entity-Level Requirements (78 FR 78839)
  • Comparability Determination for the European Union: Certain Transaction-Level Requirements (78 FR 78878)
  • Comparability Determination for Switzerland: Certain Entity-Level Requirements (78 FR 78899)
  • Comparability Determination for the European Union: Certain Entity-Level Requirements (78 FR 78923)

Related News: CFTC Comparability Determinations for Six Jurisdictions and Related No-Action Letter (No-Action Letter 13-75) (December 20, 2013); CFTC Issues No-Action Relief for Dealers in Five Jurisdictions from Certain Entity-Level Internal Business Conduct Requirements (CFTC Letter 13-78) (December 23, 2013); Commissioner O’Malia Criticizes CFTC Rulemaking and Implementation (October 18, 2013); Market Participants File Lawsuit Challenging CFTC Cross-Border Guidance for Being a Rule Adopted in Violation of the APA (December 4, 2013).

 

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